Best Investors Account Sign in

Rylan Stephens

Ubs Financial Services Inc.

Charlotte, NC

Weehawken, NJ

Claim This Profile
Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-11-07
NC RA APPROVED 2024-02-21
  • TX RA
    APPROVED
    Since 2025-11-07
  • NC RA
    APPROVED
    Since 2024-02-21

Branch Locations

11325 North Community House Road Suite 600, Charlotte, NC 28277 • United States

1000 & 1200 Harbor Blvd., Weehawken, NJ 07086 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Equitable Advisors Llc New York NY 05/2023 09/2023
Mcdonalds Oswego IL 06/2017 08/2017
Dick's Sporting Goods Frisco TX 09/2018 12/2018
Baylor Scott White/ Aramark Plano TX 06/2021 08/2021
Oswego High School Oswego IL 05/2013 05/2017
North Central Texas College Gainesville TX 06/2017 07/2018
Waubonsee Community College Sugar Grove IL 07/2018 05/2019
Iowa State University Ames IL 05/2019 05/2022
Unemployed The Colony TX 06/2022 05/2023
Ubs Financial Services, Inc Charlotte NC 01/2024 Present
Unemployed The Colony TX 09/2023 12/2023
  • 05/2023 → 09/2023
    Equitable Advisors Llc
    New York, NY
  • 06/2017 → 08/2017
    Mcdonalds
    Oswego, IL
  • 09/2018 → 12/2018
    Dick's Sporting Goods
    Frisco, TX
  • 06/2021 → 08/2021
    Baylor Scott White/ Aramark
    Plano, TX
  • 05/2013 → 05/2017
    Oswego High School
    Oswego, IL
  • 06/2017 → 07/2018
    North Central Texas College
    Gainesville, TX
  • 07/2018 → 05/2019
    Waubonsee Community College
    Sugar Grove, IL
  • 05/2019 → 05/2022
    Iowa State University
    Ames, IL
  • 06/2022 → 05/2023
    Unemployed
    The Colony, TX
  • 01/2024 → Present
    Ubs Financial Services, Inc
    Charlotte, NC
  • 09/2023 → 12/2023
    Unemployed
    The Colony, TX
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-02-21
  • S66 Uniform Combined State Law Examination
    2024-02-21
Other Names
  • Rylan Stephens
  • Rylan E Stephens

View on SEC IAPD

Other Firms

FIRST TRYON ADVISORS
MUIRFIELD WEALTH ADVISORS LLC
MAI CAPITAL MANAGEMENT, LLC
LPL FINANCIAL LLC
ARKADIOS WEALTH ADVISORS
MODERA WEALTH MANAGEMENT, LLC
TLG ADVISORS, INC.
CAPITALA PRIVATE ADVISORS, LLC

Other Investors

JOSHUA REESE BAILEY
PHILIP REESE BAILEY
MICHELE V STUTTS
BRANDON RICHARD PHILLIPS
BERT DEEMS MAY
LEILA TARATUS EVANS
Lindie Rheeder
Emily Ruth Johnson

Other Offices

FIRST TRYON ADVISORS · CHARLOTTE, NC
MUIRFIELD WEALTH ADVISORS LLC · CHARLOTTE, NC
MAI CAPITAL MANAGEMENT, LLC · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC
ARKADIOS WEALTH ADVISORS · Charlotte, NC
MODERA WEALTH MANAGEMENT, LLC · CHARLOTTE, NC
TLG ADVISORS, INC. · Charlotte, NC
LPL FINANCIAL LLC · CHARLOTTE, NC

More in Charlotte, NC

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor