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Employer firm

Branson Fowlkes Russell Inc CRD 107656

$1.62M regulatory AUM 1 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting

From the firm’s Form ADV. Read the guides:

Current Employers
Branson Fowlkes Russell Inc

19 Briar Hollow Lane Suite 130, Houston, TX 77027 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-19
  • TX RA
    APPROVED
    Since 2023-06-19

Branch Locations

19 Briar Hollow Lane Suite 130, Houston, TX 77027 • United States

Branson Fowlkes & Co Inc

19 Briar Hollow Lane Suite 130, Houston, TX 77027 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-06-19
  • TX RA
    APPROVED
    Since 2023-06-19

Branch Locations

19 Briar Hollow Lane Suite 130, Houston, TX 77027 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Triad Advisors, Inc. Norcross GA 12/2008 12/2022
Branson, Fowlkes & Company, Inc. Houston TX 12/2022 Present
Branson, Fowlkes, Russell Houston TX 12/2022 Present
  • 12/2008 → 12/2022
    Triad Advisors, Inc.
    Norcross, GA
  • 12/2022 → Present
    Branson, Fowlkes & Company, Inc.
    Houston, TX
  • 12/2022 → Present
    Branson, Fowlkes, Russell
    Houston, TX
Other Businesses

1)Harris County Municipal Utility District No. 58;not investment related;10000 Memorial Drive,Suite 260,Houston,TX 77024;supply district residents with water and sewage services;board member;4/2016;1 hr/month;1 hr during trading;meet monthly to review the operations and expenses of the municipal district and address and resolve problems when they arise 2)Branson,Fowlkes/Russell,Inc;investment related;19 Briar Hollow Lane,Suite 130,Houston,TX 77027;wealth management/financial planning;associate;6/2000;170 hrs/month;6.5 hrs during trading;day to day operations of the firm

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-06-17
S63 Uniform Securities Agent State Law Examination 1999-04-09
  • S65 Uniform Investment Adviser Law Examination
    2023-06-17
  • S63 Uniform Securities Agent State Law Examination
    1999-04-09

View on SEC IAPD

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