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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2024-11-14 |
Branch Locations
1901 Butterfield Road Suite 250, Downers Grove, IL 60515 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities Llc | Downers Grove | IL | 03/2023 | 08/2023 |
| Orchestra 33 Entertainment | Carol Stream | IL | 07/1998 | Present |
| Chicago Financial Services Inc | Chicago | IL | 01/2020 | 12/2022 |
| Deacon Productions | Arlington Heights | IL | 08/2009 | 02/2020 |
| Pruco Securities Llc | Downers Grove | IL | 05/2024 | 11/2024 |
| The Prudential Insurance Company Of America | Downers Grove | IL | 07/2024 | Present |
| Lpl Enterprise, Llc | Downers Grove | IL | 11/2024 | Present |
1) 07/16/2025-Liquid Wealth Advisors-Senior Vice President-DBA for LPL Business (entity for LPL business)-Inv related-At reported business location(s)-Start date 07/14/2025-120hrs/mth-100hrs/mth during trading 2) 11/14/2024-Orchestra 33 Entertainment-Musician/Drummer-Artist/ Musician-Not inv related-At Carol Stream, IL-Start date 07/13/1996-3hrs/mth-0hrs/mth during trading 3) 07/08/2025-Prudential Sponsored Non-Variable Insurance-Non-Variable Insurance/Insurance Agency-Inv related-At reported business location(s)
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-02 |
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