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Maureen Gabrielle Lindert

Mma Securities LLC

Boston, MA

CRD 3195290

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Employer firm

Mma Securities LLC CRD 44254

10,839 advisory clients

Reported services (Item 5G)

  • Pension consulting
  • Selection of other advisers
  • Educational seminars
  • ADVISORY SERVICES TO RETIREMENT PLAN PARTICIPANTS

From the firm’s Form ADV. Read the guides:

Current Employers
Mma Securities Llc

1166 Avenue Of The Americas, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2016-10-31
  • MA RA
    APPROVED
    Since 2016-10-31

Branch Locations

101 Huntington Ave Suite 401, Boston, MA 02199 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Bostonian Group Boston MA 11/2012 Present
Mma Securities Llc Boston MA 01/2016 Present
  • 11/2012 → Present
    Bostonian Group
    Boston, MA
  • 01/2016 → Present
    Boston, MA
Previous Registrations
  • 2013-01-08 → 2016-01-06
    Mmc Securities Llc
    New York, NY
    Boston, MA
  • 2012-05-21 → 2012-11-09
    Windhaven Investment Management, Inc.
    Boston, MA
  • 2010-10-27 → 2012-03-27
    Boston, MA
  • 2009-11-20 → 2010-01-19
    Nrp Advisors, Inc.
    Boston, MA
    Bryan, OH
  • 2007-07-17 → 2009-10-12
    Columbus, OH
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2013-05-03
S65 Uniform Investment Adviser Law Examination 2007-08-27
  • S63 Uniform Securities Agent State Law Examination
    2013-05-03
  • S65 Uniform Investment Adviser Law Examination
    2007-08-27
Other Names
  • Molly Lindert
  • Molly G Lindert
  • Maureen Gabrielle Lindert
  • Maureen Gabrielle Kummerle

View on SEC IAPD

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