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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-10-08 |
Branch Locations
69 State Street, Suite 1200C, Albany, NY 12207 • United States
1055 Lpl Way, Fort Mill, SC 29715 • United States
69 State Street, Suite 1200C, Albany, NY 12207 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc | Albany | NY | 06/2023 | 10/2025 |
| United States Army | Latham | NY | 10/2020 | Present |
| Self Employed | Chatham | NY | 06/2019 | 10/2020 |
| Concordia College-Ny | Bronxville | NY | 08/2015 | 06/2019 |
| Lpl Financial Llc | Albany | NY | 10/2025 | Present |
1) 09/25/2025- New York Army National Guard - Chief Warrant Officer 2. / Outside/W-2 Employment- Non-Inv. Related- Latham NY- start date 10/10/2020- 20hrs/mth - 0hrs during trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-01 |
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