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Mml Investors Services, LLC CRD 10409
$116B regulatory AUM
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PR | RA | APPROVED | 2024-07-22 |
Branch Locations
Plaza 273 Suite 1400 Ponce De Leon Avenue, San Juan, PR 00917 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mml Investors Services, Llc | San Juan | PR | 06/2023 | Present |
| Massmutual Life Insurance Co. | San Juan | PR | 08/2022 | Present |
| Unemployed | San Juan | PR | 03/2022 | 08/2022 |
| Gastronomia Melendez | San Juan | PR | 11/2021 | 03/2022 |
| Cc Hoppe Almonaci | San Juan | PR | 03/2019 | 11/2021 |
| Vino @ Factoria | San Juan | PR | 08/2015 | 03/2019 |
| Cocktail Laboratory | San Juan | PR | 05/2017 | 03/2019 |
| El Patio | Dorado | PR | 02/2021 | 06/2021 |
(1) Name: Francisco J. Santiago Hernandez Inv Rel: N Add: 1464 Calle Wilson, San Juan, PR 00907 Nature: Restaurant/Bar Work Position: Server Start Date: 08/10/2023 No. Hr/Mo: 70 No. Hr/Mo During Sec Trading: 0 Duties: Hosting guests, serving tables food & beverage. (2) Name: Francisco J. Santiago Hernandez Inv Rel: Y Add: Residential Nature: Compensation earned through commissions and are expected to be around $15,000 yearly Position: Insurance Agent/Producer Start Date: 09/30/2022 No. Hr/Mo: 20 No. Hr/Mo During Sec Trading: 0 Duties: Life, DI, Property and casualty, LTC, Fixed Annuities, and Health
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-07-16 |
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