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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2026-02-19 |
Branch Locations
2480 Canyon Blvd Suite M4, Boulder, CO 80302-6702 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Unemployed | Fairview Heights | IL | 07/2014 | 08/2018 |
| Papa Vitos | Belleville | IL | 08/2018 | 08/2020 |
| Mod Pizza | Edwardsville | IL | 08/2020 | 04/2021 |
| The Home Depot | Edwardsville | IL | 04/2021 | 05/2022 |
| Hottenrott & Associates | Belleville | IL | 12/2021 | 08/2022 |
| Charles Schwab | St. Louis | MO | 08/2022 | 08/2023 |
| Highland Auto Wash | Highland | IL | 08/2023 | 02/2024 |
| The Old Herald | Collinsville | IL | 02/2024 | 06/2024 |
| Charles Schwab & Co., Inc. | Lone Tree | IL | 06/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-02-19 |
| S63 | Uniform Securities Agent State Law Examination | 2024-09-18 |
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