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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-09-05
  • NC RA
    APPROVED
    Since 2023-09-05

Branch Locations

6235 Carnegie Blvd, Charlotte, NC 28211 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
United States Army Fort Hood TX 05/2019 05/2023
First Command Financial Services Inc Killeen TX 05/2023 07/2023
Virginia Tech Blacksburg VA 08/2015 05/2019
Northwestern Mutual Life Insurance Company Milwaukee WI 08/2023 Present
Northwestern Mutual Investment Services Llc Charlotte NC 08/2023 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 12/2023 Present
  • 05/2019 → 05/2023
    United States Army
    Fort Hood, TX
  • 05/2023 → 07/2023
    First Command Financial Services Inc
    Killeen, TX
  • 08/2015 → 05/2019
    Virginia Tech
    Blacksburg, VA
  • 08/2023 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 08/2023 → Present
    Charlotte, NC
  • 12/2023 → Present
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
Other Businesses

1. United States Army, Not Investment-related, Building 18010 TJ Mills Rd, Fort Hood, TX, USA, 76544, Transitioning Army Officer, Start Date: 05/01/2019, 0 hrs per week, 0 trading hrs per week, On Terminal Leave, Duties: None. 2. 2002 MADISON CT N, 2002 MADISON CT N, BELTON, , TEXAS, 76513, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 04/10/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, PROPERTY MANAGER / LANDLORD. INVESTMENT RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-08
  • S66 Uniform Combined State Law Examination
    2023-07-08
Other Names
  • Ryan Bishop Williams
  • Ryan Bishop Williams

View on SEC IAPD

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