Best Investors Account Sign in
Inactive

Ritchie O Brown

Elk Ridge Financial Services

Omaha, NE

CRD 3195199

Claim This Profile
Employer firm

Elk Ridge Financial Services CRD 309131

Reported services (Item 5G)

  • Portfolio management (institutions)
  • SUB-ADVISER TRADING AND BACK-OFFICE SERVICES FOR IAS

From the firm’s Form ADV. Read the guides:

Current Employers
Elk Ridge Financial Services

Omaha, NE • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2020-08-03
  • NE RA
    APPROVED
    Since 2020-08-03

Branch Locations

Omaha, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cls Investments, Llc Omaha NE 04/2010 04/2020
Northern Lights Distributors, Llc Omaha NE 07/2010 12/2019
Orion Portfolio Solutions, Llc Omaha NE 03/2019 04/2020
Elk Ridge Financial Services Elkhorn NE 05/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2010-08-05
S63 Uniform Securities Agent State Law Examination 1999-04-02
  • S65 Uniform Investment Adviser Law Examination
    2010-08-05
  • S63 Uniform Securities Agent State Law Examination
    1999-04-02
Other Names
  • Ritchie Olin Brown
  • Ritchie Brown

View on SEC IAPD

More in Omaha, NE

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor