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Current Employers
Principal Securities, Inc.

711 High Street, Des Moines, IA 50392 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2023-07-21
  • MI RA
    APPROVED
    Since 2023-07-21

Branch Locations

2425 S 11Th St Ste C, Kalamazoo, MI 49009 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
West Hills Athletic Club Kalamazoo MI 10/2013 06/2022
Unemployed Kalamaozoo MI 06/2022 05/2023
Principal Life Insurance Company Kalamazoo MI 05/2023 Present
Principal Securities, Inc. Kalamazoo MI 05/2023 Present
  • 10/2013 → 06/2022
    West Hills Athletic Club
    Kalamazoo, MI
  • 06/2022 → 05/2023
    Unemployed
    Kalamaozoo, MI
  • 05/2023 → Present
    Principal Life Insurance Company
    Kalamazoo, MI
  • 05/2023 → Present
    Kalamazoo, MI
Other Businesses

**WEST HILLS ATHLETIC CLUB POSITION: Tennis Coach NATURE: Tennis Coach INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 4 START DATE: 08/09/2023 ADDRESS: 2001 S. 11th St, Kalamazoo MI 49009, United States DESCRIPTION: Tennis Coach. Teaching tennis to various ages and abilities. **COMMUNITY HEALING CENTER POSITION: Participation Committee Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 08/09/2024 ADDRESS: 3818 Robin Lane, Kalamazoo MI 49008, United States DESCRIPTION: The community healing center runs a fundraiser, Serve for Kids, annually for awareness and prevention of all types of child abuse in S.W. Michigan. I have ran a tennis clinic for participants of their after-school program every year for the past 8 years. **INSURANCE POSITION: Fixed Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 08/01/2023 ADDRESS: 2425 S. 11th St., Suite C, Kalamazoo MI 49009, United States DESCRIPTION: Sales of fixed products through various venders to include; fixed life, fixed annuities, disability, health, medical, long-term care, and group benefits. **STONEWATER CAPITAL HOLDINGS POSITION: Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 07/07/2026 ADDRESS: 6291 OLD LOG TRL, KALAMAZOO MI 49009, United States DESCRIPTION: I am renting out a single-family house and am utilizing the LLC for this purpose only. I will be screening tenants, doing occasional maintenance, and the requirements of a landlord. This is unrelated to investments or insurance.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-20
  • S66 Uniform Combined State Law Examination
    2023-07-20
Other Names
  • Andrew Martin
  • Drew Martin

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