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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2023-07-21 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| West Hills Athletic Club | Kalamazoo | MI | 10/2013 | 06/2022 |
| Unemployed | Kalamaozoo | MI | 06/2022 | 05/2023 |
| Principal Life Insurance Company | Kalamazoo | MI | 05/2023 | Present |
| Principal Securities, Inc. | Kalamazoo | MI | 05/2023 | Present |
**WEST HILLS ATHLETIC CLUB POSITION: Tennis Coach NATURE: Tennis Coach INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 4 START DATE: 08/09/2023 ADDRESS: 2001 S. 11th St, Kalamazoo MI 49009, United States DESCRIPTION: Tennis Coach. Teaching tennis to various ages and abilities. **COMMUNITY HEALING CENTER POSITION: Participation Committee Member NATURE: Board Member/Officer/Director of an Organization INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 08/09/2024 ADDRESS: 3818 Robin Lane, Kalamazoo MI 49008, United States DESCRIPTION: The community healing center runs a fundraiser, Serve for Kids, annually for awareness and prevention of all types of child abuse in S.W. Michigan. I have ran a tennis clinic for participants of their after-school program every year for the past 8 years. **INSURANCE POSITION: Fixed Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 08/01/2023 ADDRESS: 2425 S. 11th St., Suite C, Kalamazoo MI 49009, United States DESCRIPTION: Sales of fixed products through various venders to include; fixed life, fixed annuities, disability, health, medical, long-term care, and group benefits. **STONEWATER CAPITAL HOLDINGS POSITION: Owner NATURE: Owner/Partner/of LLC/S-Corp/REIT INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 1 START DATE: 07/07/2026 ADDRESS: 6291 OLD LOG TRL, KALAMAZOO MI 49009, United States DESCRIPTION: I am renting out a single-family house and am utilizing the LLC for this purpose only. I will be screening tenants, doing occasional maintenance, and the requirements of a landlord. This is unrelated to investments or insurance.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-07-20 |
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