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Samuel Joseph Mcgee

First Trust Advisors LP

Wheaton, IL

Franklin, TN

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Current Employers
First Trust Advisors Lp

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2025-12-11
IL RA APPROVED 2024-02-14
  • TN RA
    APPROVED
    Since 2025-12-11
  • IL RA
    APPROVED
    Since 2024-02-14

Branch Locations

120 E. Liberty Drive Suite 400, Wheaton, IL 60187 • United States

5000 Meridian Blvd Suite 500, Franklin, TN 37067 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
University Of Iowa Iowa City IA 08/2019 05/2023
Lasalle St. Securities, Llc Elmhurst IL 05/2021 08/2022
Sushi Ukai Glen Ellyn IL 03/2020 08/2020
Pacsun Oakbrook IL 06/2019 08/2019
Glenbard West Glen Ellyn IL 08/2015 05/2019
Unemployed Glen Ellyn IL 05/2023 02/2024
First Trust Portfolios L.P. Wheaton IL 02/2024 Present
First Trust Advisors L.P. Whearon IL 02/2024 Present
  • 08/2019 → 05/2023
    University Of Iowa
    Iowa City, IA
  • 05/2021 → 08/2022
    Lasalle St. Securities, Llc
    Elmhurst, IL
  • 03/2020 → 08/2020
    Sushi Ukai
    Glen Ellyn, IL
  • 06/2019 → 08/2019
    Pacsun
    Oakbrook, IL
  • 08/2015 → 05/2019
    Glenbard West
    Glen Ellyn, IL
  • 05/2023 → 02/2024
    Unemployed
    Glen Ellyn, IL
  • 02/2024 → Present
    First Trust Portfolios L.P.
    Wheaton, IL
  • 02/2024 → Present
    First Trust Advisors L.P.
    Whearon, IL
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-12-13
  • S66 Uniform Combined State Law Examination
    2023-12-13
Other Names
  • Samuel Joseph Mcgee
  • Samuel Mcgee

View on SEC IAPD

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Other Offices

BOOSTER ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE WEALTH ADVISORS, LLC · WHEATON, IL
BROOKSTONE ASSET MANAGEMENT, LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC · WHEATON, IL
BROOKSTONE CAPITAL MANAGEMENT LLC · Wheaton, IL

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