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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-09-03
  • NV RA
    APPROVED
    Since 2025-09-03

Branch Locations

450 N Stephanie St, Henderson, NV 89014 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Guardian Life Insurance Company Las Vegas NV 06/2024 09/2024
Fidelity Investments Henderson NV 09/2024 03/2025
Westpac Wealth Partners Las Vegas NV 05/2023 08/2023
Park Avenue Securities Las Vegas NV 08/2023 09/2024
Planet Fitness Bronx NY 08/2018 08/2018
Guardian Life Insurance Las Vegas NV 08/2023 09/2024
Life Time Athletics Las Vegas NV 11/2019 11/2021
Fayette Baptist Church Somerville TN 08/2013 05/2018
New York Sports Club Manhattan NY 08/2018 11/2019
Chip Shots Las Vegas NV 12/2021 05/2022
Copper Banking Las Vegas NV 06/2022 04/2023
Fidelity Investments Boston MA 03/2025 08/2025
Merrill Lynch, Pierce, Fenner & Smith Incorporated Las Vegas NV 08/2025 Present
Kroger Las Vegas NV 04/2020 05/2020
Fedex Express Las Vegas NV 02/2024 06/2024
Next Financial Inc. Las Vegas NV 07/2022 04/2023
Golf Idea Llc Las Vegas NV 12/2021 05/2022
Town Sports Las Vegas NV 09/2018 10/2019
Bank Of America, N.A. Henderson NV 10/2025 Present
  • 06/2024 → 09/2024
    Guardian Life Insurance Company
    Las Vegas, NV
  • 09/2024 → 03/2025
    Fidelity Investments
    Henderson, NV
  • 05/2023 → 08/2023
    Westpac Wealth Partners
    Las Vegas, NV
  • 08/2023 → 09/2024
    Park Avenue Securities
    Las Vegas, NV
  • 08/2018 → 08/2018
    Planet Fitness
    Bronx, NY
  • 08/2023 → 09/2024
    Guardian Life Insurance
    Las Vegas, NV
  • 11/2019 → 11/2021
    Life Time Athletics
    Las Vegas, NV
  • 08/2013 → 05/2018
    Fayette Baptist Church
    Somerville, TN
  • 08/2018 → 11/2019
    New York Sports Club
    Manhattan, NY
  • 12/2021 → 05/2022
    Chip Shots
    Las Vegas, NV
  • 06/2022 → 04/2023
    Copper Banking
    Las Vegas, NV
  • 03/2025 → 08/2025
    Fidelity Investments
    Boston, MA
  • 08/2025 → Present
    Las Vegas, NV
  • 04/2020 → 05/2020
    Kroger
    Las Vegas, NV
  • 02/2024 → 06/2024
    Fedex Express
    Las Vegas, NV
  • 07/2022 → 04/2023
    Next Financial Inc.
    Las Vegas, NV
  • 12/2021 → 05/2022
    Golf Idea Llc
    Las Vegas, NV
  • 09/2018 → 10/2019
    Town Sports
    Las Vegas, NV
  • 10/2025 → Present
    Bank Of America, N.A.
    Henderson, NV
Previous Registrations
  • 2025-03-31 → 2025-08-27
    Las Vegas, NV
    Henderson, NV
    Boston, MA
  • 2024-10-31 → 2025-03-31
    Fidelity Personal And Workplace Advisors
    Henderson, NV
Other Businesses

I*2876276 Entity Type: For Profit, Publicly Traded Name of OBA: DoorDash Address:San Francisco California Investment Related:No Position, Title, Association:Consultant/Independent Contractor Start Date:10/03/2025 No Hours: 5 Monthly No Hours during trading:0 Monthly Duties:Food Delivery

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-10-25
  • S66 Uniform Combined State Law Examination
    2024-10-25
Other Names
  • Gabe Dence
  • James Gabriel Dence

View on SEC IAPD

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