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Daniel Carvallo

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Henderson, NV

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2022-12-01
NV RA APPROVED 2022-10-21
  • TX RA
    APPROVED
    Since 2022-12-01
  • NV RA
    APPROVED
    Since 2022-10-21

Branch Locations

1100 N Green Valley Pkwy, Henderson, NV 89074 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Las Vegas NV 05/2018 Present
Sutherland Global Services Las Vegas NV 03/2017 05/2018
Marshall Retail Group Las Vegas NV 04/2016 03/2017
Western Governors University Millcreek UT 10/2020 Present
College Of Southern Nevada Las Vegas NV 01/2018 05/2020
Bank Of America, N.A. Las Vegas NV 08/2022 Present
  • 05/2018 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Las Vegas, NV
  • 03/2017 → 05/2018
    Sutherland Global Services
    Las Vegas, NV
  • 04/2016 → 03/2017
    Marshall Retail Group
    Las Vegas, NV
  • 10/2020 → Present
    Western Governors University
    Millcreek, UT
  • 01/2018 → 05/2020
    College Of Southern Nevada
    Las Vegas, NV
  • 08/2022 → Present
    Bank Of America, N.A.
    Las Vegas, NV
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2022-10-04
  • S66 Uniform Combined State Law Examination
    2022-10-04
Other Names
  • Daniel Mauricio Carvallo

View on SEC IAPD

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