Andrew Thomas Van Alstyne

Employer firm

High Rock Wealth Management CRD 342438

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• TAX PREPARATION

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2023 → 11/2023
  Guardian Life Insurance Company
  Charlotte, NC
• 09/2022 → 05/2023
  High Rock Consulting
  Waxhaw, NC
• 03/2021 → 09/2022
  Steak 48
  Charlotte, NC
• 01/2020 → 02/2021
  Harvest Restaurant Group
  Morris Plains, NJ
• 06/2007 → 12/2019
  Morton's The Steakhouse
  Hackensack, NJ
• 06/2023 → 11/2023
  Park Avenue Investment Advisory
  Charlotte, NC
• 11/2023 → Present
  Fiduciary Financial Advisors
  Grand Rapids, MI
• 01/2023 → Present
  High Rock Holdings Llc Dba High Rock Wealth Management
  Waxhaw, NC
• 08/2024 → Present
  High Rock Tax Services
  Waxhaw, NC

Previous Registrations

• 2023-11-30 → 2026-06-10
  Fiduciary Financial Advisors
  Waxhaw, NC
• 2023-06-20 → 2023-11-30
  Guardian Wealth Partners, Llc
  Charlotte, NC

Other Businesses

the name of the other business; High Rock Tax Services whether the business is investment-related; non-investment related the address of the other business; 2908 Julian Glen Circle Waxhaw, NC 28173 the nature of the other business; Tax business your position; title, or relationship with the other business; Owner the start date of your relationship; 08/2024 the approximate number of hours/month you devote to the other business; 15 hours per month or 10% of time per month the number of hours you devote to the other business during securities trading hours; 15 hours per month or 10% of time per month and briefly describe your duties relating to the other business; Tax preparation 1040, 1120 and 1041 and some tax resolution. Business Name: Fiduciary Financial Advisors Investment-related: Yes Nature of Business: Licensed insurance agent (currently inactive / not selling products) Position: Investment Advisor Representative Start Date: 11/2023 Hours: less than 1 hours/month Trading Hours: less than 1 hours/month Duties: Maintains an active insurance license; no current solicitation, sales, or receipt of commissions/trails I do stil have a few annuity trails that I will be working on transferring this year.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-02-23
• S65 Uniform Investment Adviser Law Examination
  2023-02-23

Designations

• Certified Financial Planner

Other Names

• Andrew Van Alstyne
• Andrew Thomas Vanalstyne
• Andrew Thomas Van Alstyne