Adam Paul Schaefer

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
IA	RA	APPROVED	2026-08-04

IA RA
APPROVED

Since 2026-08-04

Branch Locations

816 Tower Park Drive, Waterloo, IA 50701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Financial Resource Advisors Llc	Waterloo	IA	05/2023	Present
Lincoln Savings Bank	Waterloo	IA	03/2020	12/2022
Us Bank	Waterloo	IA	07/2010	03/2020
Unemployed	Waterloo	IA	12/2022	05/2023
Cetera Advisors Llc	St Cloud	MN	05/2023	11/2023
Cetera Advisors Llc	St Cloud	MN	11/2023	08/2026
Cetera Investment Advisers Llc	Schaumburg	IL	11/2024	08/2026
Lpl Financial, Llc	Waterloo	IA	08/2026	Present

05/2023 → Present

Financial Resource Advisors Llc

Waterloo, IA
03/2020 → 12/2022

Lincoln Savings Bank

Waterloo, IA
07/2010 → 03/2020

Us Bank

Waterloo, IA
12/2022 → 05/2023

Unemployed

Waterloo, IA
05/2023 → 11/2023

Cetera Advisors Llc

St Cloud, MN
11/2023 → 08/2026

Cetera Advisors Llc

St Cloud, MN
11/2024 → 08/2026

Cetera Investment Advisers Llc

Schaumburg, IL
08/2026 → Present

Lpl Financial, Llc

Waterloo, IA

Previous Registrations

2024-11-13 → 2026-08-06

Cetera Investment Advisers Llc

Waterloo, IA

Other Businesses

1. 07/2026 - Financial Resource Advisors LLC - DBA for LPL Business (entity for LPL business) - INV REL- 160 Hrs/Mth - 130 Hrs During Trading - At Reported Business Location(s) - OBA Start Date: 08/04/2026 2. 07/2026 - School Systems in Iowa - Coach/ Sports/ Fitness - Not INV REL- 02 Hrs/Mth - 00 Hrs During Trading - Waterloo, IA 50701 - OBA Start Date: 10/01/2007

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-10-18

S66 Uniform Combined State Law Examination

2024-10-18

View on SEC IAPD