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Current Employers
Tiaa-Cref Individual & Institutional Services, Llc

730 Third Avenue, New York, NY 10017-3206 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2026-06-17
TX RA APPROVED 2023-10-02
  • NC RA
    APPROVED
    Since 2026-06-17
  • TX RA
    APPROVED
    Since 2023-10-02

Branch Locations

8500 Andrew Carnegie Blvd. Charlotte Regional, Charlotte, NC 28262 • United States

Charlotte, NC • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Tiaa Charlotte NC 06/2023 Present
Tiaa-Cref Individual & Institutional Services, Llc Charlotte NC 06/2023 Present
Porter Ridge High School Indian Trail NC 08/2015 08/2019
North Carolina State University Raleigh NC 08/2019 05/2023
Charlotte Knights Charlotte NC 04/2017 08/2018
Unemployed Matthews NC 09/2018 10/2018
Emerald Lake Golf Course Matthews NC 11/2018 04/2019
Unemployed Matthews NC 05/2019 04/2021
Ruffalo Noel Levitz Llc Raleigh NC 05/2021 09/2021
Unemployed Matthews NC 10/2021 03/2023
Ruffalo Noel Levitz Llc Raleigh NC 04/2023 06/2023
Unemployed Matthews NC 06/2013 04/2017
  • 06/2023 → Present
    Tiaa
    Charlotte, NC
  • 06/2023 → Present
    Charlotte, NC
  • 08/2015 → 08/2019
    Porter Ridge High School
    Indian Trail, NC
  • 08/2019 → 05/2023
    North Carolina State University
    Raleigh, NC
  • 04/2017 → 08/2018
    Charlotte Knights
    Charlotte, NC
  • 09/2018 → 10/2018
    Unemployed
    Matthews, NC
  • 11/2018 → 04/2019
    Emerald Lake Golf Course
    Matthews, NC
  • 05/2019 → 04/2021
    Unemployed
    Matthews, NC
  • 05/2021 → 09/2021
    Ruffalo Noel Levitz Llc
    Raleigh, NC
  • 10/2021 → 03/2023
    Unemployed
    Matthews, NC
  • 04/2023 → 06/2023
    Ruffalo Noel Levitz Llc
    Raleigh, NC
  • 06/2013 → 04/2017
    Unemployed
    Matthews, NC
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-10-02
  • S66 Uniform Combined State Law Examination
    2023-10-02

View on SEC IAPD

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