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Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2024-05-02
  • PA RA
    APPROVED
    Since 2024-05-02

Branch Locations

Pittsburgh, PA • United States

525 William Penn Place Ste 3401, Pittsburgh, PA 15219 • United States

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Carmel Catholic High School Mundelein IL 08/2013 08/2017
Campbell University Buies Creek NC 08/2017 08/2021
Kent State University Kent OH 08/2021 08/2022
Waldron Private Wealth, Llc Bridgeville PA 06/2022 05/2024
Waldron Private Wealth, Llc Bridgeville PA 06/2020 08/2021
Kestra Advisory Services, Llc Pittsburgh PA 05/2024 Present
  • 08/2013 → 08/2017
    Carmel Catholic High School
    Mundelein, IL
  • 08/2017 → 08/2021
    Campbell University
    Buies Creek, NC
  • 08/2021 → 08/2022
    Kent State University
    Kent, OH
  • 06/2022 → 05/2024
    Waldron Private Wealth, Llc
    Bridgeville, PA
  • 06/2020 → 08/2021
    Waldron Private Wealth, Llc
    Bridgeville, PA
  • 05/2024 → Present
    Pittsburgh, PA
Previous Registrations
Other Businesses

Business Name: BENT TREE CAPITAL POSITION: co owner NATURE: Social media account creation/growth, FinCEN beneficial ownership information report filing INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/08/2024 ADDRESS: 1055 old river rd, apt 732, Cleveland OH 44113, United States DESCRIPTION: help create social media accounts and provide content schedules along with post templates and tips for increasing engagement provide analytics from social media account file BOIR based on provided information Business Name: SIGNATURE FINANCIAL PLANNING POSITION: Assistant Portfolio Manager NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/15/2024 ADDRESS: 525 William Penn Place, Ste 3401, Pittsburgh PA 15219, United States DESCRIPTION: - Assist with investment related activities pertaining to client accounts including trading, research, and deliverable creation - Corresponding with clients on their individual securities and portfolio strategies, placing or directing multiple securities trades, assisting in the preparation of various investment related reporting, providing recommendations to advisors for ongoing client meetings, and staying up to date on products and service offerings to our firm through correspondence with vendors and wholesalers Business Name: SIGNATURE WEALTH POSITION: Assistant Portfolio Manager NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/15/2024 ADDRESS: 525 William Penn Place, Ste 3401, Pittsburgh PA 15219 DESCRIPTION: - Assist with investment related activities pertaining to client accounts including trading, research, and deliverable creation - Corresponding with clients on their individual securities and portfolio strategies, placing or directing multiple securities trades, assisting in the preparation of various investment related reporting, providing recommendations to advisors for ongoing client meetings, and staying up to date on products and service offerings to our firm through correspondence with vendors and wholesalers Business Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/01/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735 DESCRIPTION: IAR

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-09-23
S65 Uniform Investment Adviser Law Examination 2023-06-26
  • S66 Uniform Combined State Law Examination
    2024-09-23
  • S65 Uniform Investment Adviser Law Examination
    2023-06-26
Other Names
  • Bobby Pryhocki
  • Robert Pryhocki

View on SEC IAPD

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