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Kestra Advisory Services, LLC CRD 283330
$79.8B regulatory AUM 6,392 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2024-05-02 |
Branch Locations
Pittsburgh, PA • United States
525 William Penn Place Ste 3401, Pittsburgh, PA 15219 • United States
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Carmel Catholic High School | Mundelein | IL | 08/2013 | 08/2017 |
| Campbell University | Buies Creek | NC | 08/2017 | 08/2021 |
| Kent State University | Kent | OH | 08/2021 | 08/2022 |
| Waldron Private Wealth, Llc | Bridgeville | PA | 06/2022 | 05/2024 |
| Waldron Private Wealth, Llc | Bridgeville | PA | 06/2020 | 08/2021 |
| Kestra Advisory Services, Llc | Pittsburgh | PA | 05/2024 | Present |
Business Name: BENT TREE CAPITAL POSITION: co owner NATURE: Social media account creation/growth, FinCEN beneficial ownership information report filing INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 0 START DATE: 03/08/2024 ADDRESS: 1055 old river rd, apt 732, Cleveland OH 44113, United States DESCRIPTION: help create social media accounts and provide content schedules along with post templates and tips for increasing engagement provide analytics from social media account file BOIR based on provided information Business Name: SIGNATURE FINANCIAL PLANNING POSITION: Assistant Portfolio Manager NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/15/2024 ADDRESS: 525 William Penn Place, Ste 3401, Pittsburgh PA 15219, United States DESCRIPTION: - Assist with investment related activities pertaining to client accounts including trading, research, and deliverable creation - Corresponding with clients on their individual securities and portfolio strategies, placing or directing multiple securities trades, assisting in the preparation of various investment related reporting, providing recommendations to advisors for ongoing client meetings, and staying up to date on products and service offerings to our firm through correspondence with vendors and wholesalers Business Name: SIGNATURE WEALTH POSITION: Assistant Portfolio Manager NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/15/2024 ADDRESS: 525 William Penn Place, Ste 3401, Pittsburgh PA 15219 DESCRIPTION: - Assist with investment related activities pertaining to client accounts including trading, research, and deliverable creation - Corresponding with clients on their individual securities and portfolio strategies, placing or directing multiple securities trades, assisting in the preparation of various investment related reporting, providing recommendations to advisors for ongoing client meetings, and staying up to date on products and service offerings to our firm through correspondence with vendors and wholesalers Business Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 05/01/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735 DESCRIPTION: IAR
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-23 |
| S65 | Uniform Investment Adviser Law Examination | 2023-06-26 |
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