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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-12-22 |
| CA | RA | APPROVED | 2025-04-14 |
Branch Locations
3059 Townsgate Rd 4Th Fl, Ste 400, Westlake Village, CA 91361 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Lee Group | Westlake | CA | 01/2017 | 01/2021 |
| Dream Homes By The Sea | Montecito | CA | 12/2021 | 05/2023 |
| Socal Valet | Malibu | CA | 08/2017 | 03/2018 |
| Golf Development Complex | Moorpark | CA | 01/2017 | 01/2021 |
| Cal State Northridge | Northridge | CA | 05/2018 | 12/2021 |
| Moorpark Community College | Moorpark | CA | 09/2016 | 05/2018 |
| Unemployed | Agoura Hills | CA | 05/2016 | 09/2016 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 06/2023 | 01/2025 |
| Northwestern Mutual Investment Services Llc | Westlake Vlg | CA | 07/2023 | 01/2025 |
| Wells Fargo Clearing Services, Llc | Westlake Village | CA | 01/2025 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-04-14 |
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