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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MI | RA | APPROVED | 2025-05-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cuso Financial Services, Lp | San Diego | CA | 05/2023 | Present |
| Dfcu Financial | Livonia | MI | 05/2023 | Present |
| Self Employeed - Motorcitysolez | Grosse Ile | MI | 09/2020 | 06/2023 |
| Huron Clinton Metro Parks - Lake Erie Golf Course | Gibraltar | MI | 04/2022 | 10/2022 |
| Huron Clinton Metroparks - Willow Golf Course | New Boston | MI | 04/2021 | 10/2021 |
| Huron Clinton Metro Parks | New Boston | MI | 04/2019 | 10/2020 |
| University Of Michigan - Dearborn | Dearborn | MI | 09/2019 | 04/2023 |
| Woodhaven High School | Woodhaven | MI | 09/2015 | 09/2019 |
| Lpl Financial Llc | Livonia | MI | 05/2025 | Present |
1) 05/15/2025 - DFCU Financial Partners - Investment Related -DBA for LPL Business (entity for LPL business) - At Reported Business Location(s) - Start Date: 04/03/2023 - 160 Hrs/Mth - 150 Hrs During Trading.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-09 |
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