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Carter J Lake

Morgan Stanley

Tempe, AZ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-12-08
  • AZ RA
    APPROVED
    Since 2025-12-08

Branch Locations

58 South River Drive Suite 401, Tempe, AZ 85281 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Tempe AZ 10/2024 Present
University Of Colorado Boulder Boulder CO 09/2023 10/2024
Charles Schwab Lone Tree CO 06/2023 09/2023
University Of Colorado Boulder Boulder CO 08/2022 06/2023
Centro Mexican Kitchen Boulder CO 05/2022 08/2022
University Of Colorado Boulder Boulder CO 08/2021 05/2022
Ptarmigan Country Club Fort Collins CO 05/2021 08/2021
University Of Colorado Boulder Boulder CO 08/2020 05/2021
Ptarmigan Country Club Fort Collins CO 06/2020 08/2020
Fossil Ridge High School Fort Collins CO 08/2016 06/2020
  • 10/2024 → Present
    Tempe, AZ
  • 09/2023 → 10/2024
    University Of Colorado Boulder
    Boulder, CO
  • 06/2023 → 09/2023
    Charles Schwab
    Lone Tree, CO
  • 08/2022 → 06/2023
    University Of Colorado Boulder
    Boulder, CO
  • 05/2022 → 08/2022
    Centro Mexican Kitchen
    Boulder, CO
  • 08/2021 → 05/2022
    University Of Colorado Boulder
    Boulder, CO
  • 05/2021 → 08/2021
    Ptarmigan Country Club
    Fort Collins, CO
  • 08/2020 → 05/2021
    University Of Colorado Boulder
    Boulder, CO
  • 06/2020 → 08/2020
    Ptarmigan Country Club
    Fort Collins, CO
  • 08/2016 → 06/2020
    Fossil Ridge High School
    Fort Collins, CO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-11-17
S63 Uniform Securities Agent State Law Examination 2024-12-13
  • S66 Uniform Combined State Law Examination
    2025-11-17
  • S63 Uniform Securities Agent State Law Examination
    2024-12-13
Other Names
  • Carter Joseph Lake

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