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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2026-06-16 |
| LA | RA | APPROVED | 2025-06-20 |
Branch Locations
4737 Millwood Dr, Baton Rouge, LA 70817 • United States
5035 Bluebonnet Blvd Ste A, Baton Rouge, LA 70809 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Full-Time Student | Baton Rouge | LA | 08/2013 | 07/2024 |
| Hays Breard Financial Group | Baton Rouge | LA | 07/2024 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 07/2024 | Present |
| Cetera Advisor Networks Llc | El Segundo | CA | 05/2023 | 07/2024 |
| Cetera Investment Advisers Llc | Schaumburg | IL | 06/2025 | Present |
| T.A. Breaux Investments | Baton Rouge | LA | 01/2026 | Present |
1. NAME OF OTHER BUSINESS: HAYS BREARD FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 2/2023 POSITION/TITLE/RELATIONSHIP: ADMIN ASSISTANT APX NUMBER OF HOURS PER WEEK: 25 APX NUMBER OF HOURS DURING TRADING HOURS: 25 BRIEF DESCRIPTION OF DUTIES: I ASSIST WITH FINANCIAL PLANNING, CLERICAL FILING, MEETING PREP; 2. NAME OF OTHER BUSINESS: T.A. BREAUX INVESTMENTS; INVESTMENT RELATED: YES; ADDRESS: 4737 MILLWOOD DR, BATON ROUGE, LA 70817 NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2026; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-08-16 |
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