Best Investors Account Sign in
Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2026-06-16
LA RA APPROVED 2025-06-20
  • TX RA
    APPROVED
    Since 2026-06-16
  • LA RA
    APPROVED
    Since 2025-06-20

Branch Locations

4737 Millwood Dr, Baton Rouge, LA 70817 • United States

5035 Bluebonnet Blvd Ste A, Baton Rouge, LA 70809 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Full-Time Student Baton Rouge LA 08/2013 07/2024
Hays Breard Financial Group Baton Rouge LA 07/2024 Present
Cetera Wealth Services, Llc El Segundo CA 07/2024 Present
Cetera Advisor Networks Llc El Segundo CA 05/2023 07/2024
Cetera Investment Advisers Llc Schaumburg IL 06/2025 Present
T.A. Breaux Investments Baton Rouge LA 01/2026 Present
  • 08/2013 → 07/2024
    Full-Time Student
    Baton Rouge, LA
  • 07/2024 → Present
    Hays Breard Financial Group
    Baton Rouge, LA
  • 07/2024 → Present
    Cetera Wealth Services, Llc
    El Segundo, CA
  • 05/2023 → 07/2024
    Cetera Advisor Networks Llc
    El Segundo, CA
  • 06/2025 → Present
    Schaumburg, IL
  • 01/2026 → Present
    T.A. Breaux Investments
    Baton Rouge, LA
Other Businesses

1. NAME OF OTHER BUSINESS: HAYS BREARD FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 2/2023 POSITION/TITLE/RELATIONSHIP: ADMIN ASSISTANT APX NUMBER OF HOURS PER WEEK: 25 APX NUMBER OF HOURS DURING TRADING HOURS: 25 BRIEF DESCRIPTION OF DUTIES: I ASSIST WITH FINANCIAL PLANNING, CLERICAL FILING, MEETING PREP; 2. NAME OF OTHER BUSINESS: T.A. BREAUX INVESTMENTS; INVESTMENT RELATED: YES; ADDRESS: 4737 MILLWOOD DR, BATON ROUGE, LA 70817 NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2026; POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2024-08-16
  • S66 Uniform Combined State Law Examination
    2024-08-16
Designations
  • Certified Financial Planner

View on SEC IAPD

More in Baton Rouge, LA

Reviews
No reviews yet

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor