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Northwestern Mutual Investment Services, LLC CRD 2881
1 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| WI | RA | APPROVED | 2022-04-05 |
Branch Locations
One Northwestern Mutual Way, Franklin, WI 53132 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Oakbrook | IL | 02/2017 | 05/2021 |
| Unemployed | Lake Villa | IL | 07/2016 | 02/2017 |
| Northwestern Mutual Life Insurance | Franklin | WI | 12/2021 | Present |
| Northwestern Mutual Investment Services Llc | Milwaukee | WI | 02/2022 | Present |
| Unemployed | Lake Villa | IL | 05/2021 | 12/2021 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-10-30 |
| S63 | Uniform Securities Agent State Law Examination | 2001-04-24 |
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