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Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

  • INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2022-04-05
  • WI RA
    APPROVED
    Since 2022-04-05

Branch Locations

Sussex, WI • United States

One Northwestern Mutual Way, Franklin, WI 53132 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Oakbrook IL 02/2017 05/2021
Unemployed Lake Villa IL 07/2016 02/2017
Northwestern Mutual Life Insurance Franklin WI 12/2021 Present
Northwestern Mutual Investment Services Llc Milwaukee WI 02/2022 Present
Unemployed Lake Villa IL 05/2021 12/2021
  • 02/2017 → 05/2021
    Oakbrook, IL
  • 07/2016 → 02/2017
    Unemployed
    Lake Villa, IL
  • 12/2021 → Present
    Northwestern Mutual Life Insurance
    Franklin, WI
  • 02/2022 → Present
    Milwaukee, WI
  • 05/2021 → 12/2021
    Unemployed
    Lake Villa, IL
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-10-30
S63 Uniform Securities Agent State Law Examination 2001-04-24
  • S66 Uniform Combined State Law Examination
    2015-10-30
  • S63 Uniform Securities Agent State Law Examination
    2001-04-24
Other Names
  • Brad Hutter
  • Bradley Dale Hutter
  • Bradley D Hutter

View on SEC IAPD

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