Dustin G Smith

Employer firm

Merrill Lynch, Pierce, Fenner & Smith Incorporated CRD 7691

$1.78T regulatory AUM 16,844 advisory clients

Reported services (Item 5G)

• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars
• PERFORMANCE MEASUREMENT REPORTS, ALLOCATION MODELING, IPS, RESEARCH REPORTS AND SERVICES, SEE SCHEDULE D

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2023 → 07/2025
  New York Life Insurance Company
  Santa Rosa, CA
• 03/2019 → 02/2024
  Frsky Rc Inc
  Brea, CA
• 06/2002 → 03/2019
  Adventure Rv Napa
  Napa, CA
• 07/2024 → 07/2025
  Nylife Securities Llc
  Santa Rosa, CA
• 08/2025 → Present
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Napa, CA
• 10/2025 → Present
  Bank Of America ,N.A
  Napa, CA

Exams

• S66 Uniform Combined State Law Examination
  2025-09-24
• S63 Uniform Securities Agent State Law Examination
  2024-11-15

Other Names

• Dustin Garret Smith