Rafael Sternbach - Le Noury - Financial Advisor in Derby, VT

Current Employers

Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED	2025-01-15
VT	RA	APPROVED	2025-01-02

TX RA
APPROVED

Since 2025-01-15
VT RA
APPROVED

Since 2025-01-02

Branch Locations

34 Up North Drive Unit G, Derby, VT 05829 • United States

South Burlington, VT • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Cambridge Investment Research, Inc.	Fairfield	IA	11/2023	Present
Cambridge Investment Research, Inc.	Fairfield	IA	05/2023	01/2025
Superplastic	Burlington	VT	11/2021	06/2022
Talkwalker	New York	NY	06/2019	11/2021
Dexposito & Partners Llc	New York	NY	08/2018	05/2019
Lionsgate	New York	NY	09/2017	09/2018
Marina Maher Communications	New York	NY	04/2017	06/2017
Spreemo Llc	New York	NY	01/2015	01/2017
Unemployed	South Burlington	VT	07/2022	04/2023
Cambridge Investment Research Advisors, Inc.	Fairfield	IA	01/2025	Present

11/2023 → Present

Cambridge Investment Research, Inc.

Fairfield, IA
05/2023 → 01/2025

Cambridge Investment Research, Inc.

Fairfield, IA
11/2021 → 06/2022

Superplastic

Burlington, VT
06/2019 → 11/2021

Talkwalker

New York, NY
08/2018 → 05/2019

Dexposito & Partners Llc

New York, NY
09/2017 → 09/2018

Lionsgate

New York, NY
04/2017 → 06/2017

Marina Maher Communications

New York, NY
01/2015 → 01/2017

Spreemo Llc

New York, NY
07/2022 → 04/2023

Unemployed

South Burlington, VT
01/2025 → Present

Cambridge Investment Research Advisors, Inc.

Fairfield, IA

Other Businesses

1) 170TH ST. LAUNDERETTE INC, 76 FRANKLIN ST, NORTHAMPTON MA 01060, 11/2023, SECRETARY, REAL ESTATE, NIR, 0 HR/MO - 0 HR/MO TRADING. 2) CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, 1/2025, AS ADMINISTRATIVE REP OF A RIA. INV REL, 80 HR/MO- 80 HR/MO TRADING. 3) RAFAEL STERNBACH LE NOURY, INDEPENDENT AGENT, 32 Up North Drive, Derby VT 05829, 04/2025, Investment Advisor Representative, Insurance/Benefits/Human Resources, NIR, 40 HR/MO, 30 HR/MO TRADING. 4) STREETLIGHT FINANCIAL, 32 Up North Drive, Derby VT 05829, 04/2025, DBA Name, NIR, 120 HR/MO, 120 HR/MO TRADING.

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2024-08-19

S66 Uniform Combined State Law Examination

2024-08-19

View on SEC IAPD