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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2023-09-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hudson Valley Credit Union | Carmel | NY | 11/2021 | Present |
| People's United Bank | Danbury | CT | 06/2012 | 11/2021 |
| Instacart | Holmes | NY | 08/2021 | 01/2022 |
| Lpl Financial Llc | Carmel | NY | 05/2023 | Present |
1) 05/2023 - Wealth Management at Hudson Valley Credit Union - DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) 2) 05/2023 - HUDSON VALLEY FED CREDIT UNION - Financial Institution Duty - Inv. Related - Carmel, NY - Relationship Banker - Start Date 11/29/2021 - 160hrs/month - 100% time spent 3) 05/2023 - NYS Notary - Inv. related - Carmel, NY - Notary - Start Date 01/29/2018 - 2hrs/month - 2% time spent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2023-09-16 |
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