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Lisa Ashley Sveland

Charles Schwab & Co., Inc.

Lone Tree, CO

CRD 3194800

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Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Selection of other advisers
  • WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2025-06-02
  • CO RA
    APPROVED
    Since 2025-06-02

Branch Locations

9800 Schwab Way, Lone Tree, CO 80124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Charles Schwab & Co., Inc. Lone Tree CO 04/2022 Present
Nordstrom Englewood CO 08/2021 02/2022
Homemaker Parker CO 06/2012 02/2022
Money Moxey, Llc Parker CO 06/2014 08/2021
Charles Schwab Bank Lone Tree CO 11/2024 Present
  • 04/2022 → Present
    Charles Schwab & Co., Inc.
    Lone Tree, CO
  • 08/2021 → 02/2022
    Nordstrom
    Englewood, CO
  • 06/2012 → 02/2022
    Homemaker
    Parker, CO
  • 06/2014 → 08/2021
    Money Moxey, Llc
    Parker, CO
  • 11/2024 → Present
    Charles Schwab Bank
    Lone Tree, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-06-02
S63 Uniform Securities Agent State Law Examination 2022-08-03
  • S65 Uniform Investment Adviser Law Examination
    2025-06-02
  • S63 Uniform Securities Agent State Law Examination
    2022-08-03
Other Names
  • Lisa Sveland

View on SEC IAPD

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