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Troy L Mcswain

Morgan Stanley

Tempe, AZ

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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2026-02-04
  • AZ RA
    APPROVED
    Since 2026-02-04

Branch Locations

58 South River Drive Suite 401, Tempe, AZ 85281 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Tempe AZ 10/2024 Present
California State University, Long Beach Long Beach CA 01/2022 05/2024
Morgan Stanley Irvine CA 07/2023 05/2024
N/A Upland CA 05/2024 10/2024
Skinner Fouch & Olson Llp Irvine CA 01/2023 04/2023
Beola's Southern Cuisine Ontario CA 06/2016 05/2020
Jeep Chrysler Dodge Ram Of Ontario Ontario CA 01/2019 06/2019
Chaffey College Rancho Cucamonga CA 08/2012 05/2016
San Manuel Bingo & Casino Rancho Cucamonga CA 01/2016 05/2016
N/A Upland CA 04/2023 07/2023
N/A Upland CA 05/2020 01/2023
  • 10/2024 → Present
    Tempe, AZ
  • 01/2022 → 05/2024
    California State University, Long Beach
    Long Beach, CA
  • 07/2023 → 05/2024
    Irvine, CA
  • 05/2024 → 10/2024
    N/A
    Upland, CA
  • 01/2023 → 04/2023
    Skinner Fouch & Olson Llp
    Irvine, CA
  • 06/2016 → 05/2020
    Beola's Southern Cuisine
    Ontario, CA
  • 01/2019 → 06/2019
    Jeep Chrysler Dodge Ram Of Ontario
    Ontario, CA
  • 08/2012 → 05/2016
    Chaffey College
    Rancho Cucamonga, CA
  • 01/2016 → 05/2016
    San Manuel Bingo & Casino
    Rancho Cucamonga, CA
  • 04/2023 → 07/2023
    N/A
    Upland, CA
  • 05/2020 → 01/2023
    N/A
    Upland, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-01-28
S63 Uniform Securities Agent State Law Examination 2024-12-13
  • S66 Uniform Combined State Law Examination
    2026-01-28
  • S63 Uniform Securities Agent State Law Examination
    2024-12-13
Other Names
  • Troy L Mcswain

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