Robert Berkowitz

Employer firm

Mml Investors Services, LLC CRD 10409

$116B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2007 → 08/2023
  East Stroudsburg University
  East Stroudsburg, PA
• 05/2023 → 02/2026
  New York Life Insurance Company
  Moosic, PA
• 05/2023 → 02/2026
  Nylife Securities Llc
  Moosic, PA
• 02/2026 → Present
  Mml Investors Services, Llc
  Wilkes-Barre, PA
• 02/2026 → Present
  Massmutual Life Insurance Co
  Wilkes-Barre, PA

Other Businesses

1) Name:Robert Berkowitz, Inv Rel: Y Addr: 1140 Highway 315, Suite 203, Wilkes-Barre PA 18711, Nature: Outside Insurance, Position: Agent, Start: 2/9/2026, No Hr/Mo: 4 No Hr/Mo Dur Trading: 4 Duties: Life, Disability, Long-term care, Fixed Annuities, Health. 2) Name: Youth Infusion, Inv Rel: N Addr: 20 Delaware Ave, Suite 217, Delaware Water Gap PA 18301, Nature: youth Infusion is a 501-C-3 Youth Leadership Organization, Position: Board Member, Start: 2/9/2026, No Hr/Mo: 4 No Hr/Mo Dur Trading: 0 Duties:1 monthly board meeting (virtual) & assist with program planning.

Exams

• S65 Uniform Investment Adviser Law Examination
  2026-03-06
• S63 Uniform Securities Agent State Law Examination
  2023-10-02