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J.p. Morgan Securities LLC CRD 79
$430B regulatory AUM 407,036 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
270 Park Avenue, New York, NY 10017 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-03-02 |
Branch Locations
401 California Street, San Francisco, CA 94104 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jpmc Bank Na (Southwest) | San Francisco | CA | 05/2023 | Present |
| J.P. Morgan Securities Llc | San Francisco | CA | 05/2023 | Present |
| Gamestop | Berkeley | CA | 01/2018 | 01/2019 |
| Radioshack | Alameda | CA | 07/2008 | 05/2017 |
| Amazon | Corte Madera | CA | 10/2021 | 06/2022 |
| Verizon | Oakland | CA | 09/2019 | 09/2020 |
| Outback Steakhouse | Columbus | OH | 01/2023 | 03/2023 |
| Unemployed | Alameda | CA | 06/2017 | 12/2017 |
| Unemployed | Alameda | CA | 02/2019 | 08/2019 |
| Unemployed | Alameda | CA | 10/2020 | 09/2021 |
| Unemployed | Columbus | OH | 07/2022 | 12/2022 |
| Unemployed | San Francisco | CA | 04/2023 | 04/2023 |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-01-21 |
| S63 | Uniform Securities Agent State Law Examination | 2023-06-15 |
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