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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-10-02 |
| CA | RA | APPROVED | 2025-08-11 |
Branch Locations
3059 Townsgate Rd 4Th Fl/Ste 400 [Ld-Rbo], Westlake Village, CA 91361 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Clearing Services, Llc | Woodland Hills | CA | 07/2013 | Present |
RENTAL PROPERTY, INVT RELATED, THOUSAND OAKS, CA, 100% OWNERSHIP WITH SPOUSE, START DATE 6/1/221, 1 HR PER MONTH, 0 HRS DURING TRADING, PARTIAL OWNER WITH SPOUSE.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-11 |
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