Shannon Hayes Abel

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 02/2015 → 03/2020
  Ameriprise Financial Services, Inc.
  Houston, TX
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Houston, TX

Previous Registrations

• 2008-04-07 → 2009-01-09
  Fsc Securities Corporation
  Houston, TX
• 1999-05-04 → 2008-04-01
  Ameriprise Financial Services, Llc
  Houston, TX
  Houston, TX

Other Businesses

Board of Directors; National Charity League - Bayou Villages Chapter; Vice President - Standards; PO Box 571373, , Houston, TX, 77257-1373; Not Investment-Related; 06/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours / Houston Alpha Delta Pi Alumnae Association; Treasurer; 12214 Nova Dr, , Houston, TX, 77077; Not Investment-Related; 08/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours / Spring Branch Memorial Sports Association; Member At-Large; 12602 Rocky Meadow Dr, , Houston, TX, 77024; Not Investment-Related; 06/01/2022; 10 to 19 hours per month; 0 during trading hours. Other Business Activities; Dress for Success Houston; The Professional Women's Group is a group designed to provide support to women who are looking to improve their lives. The group meets a few times each month with different topics of discussion being offered, such as how to draft a resume, networking, book clubs, fitness and hygiene, credit and debt management, etc.; 3310 Eastside StHouston, TX 77098, ,; ; 01/01/2011; 1 to 9 hours per month; 0 during trading hours / Alpha Delta Pi Sorority Investments Committee; The Investments Committee meets (online) quarterly to hear a report given by the outside investment manager. The portfolio is discretionary and all investment decisions are made by the outside investment manager. The Committee's responsibility is to review the quarterly report and listen to the investment manager's update to ensure that investments are in line with the Investment Policy Statement. The Committee has no ability or authority to make investment decisions.; 1386 Ponce de Leon Ave NE, , Atlanta, GA, 30306; Investment-Related; 06/01/2023; 0 hours per month; 0 during trading hours.

Exams

• S66 Uniform Combined State Law Examination
  2018-07-09
• S63 Uniform Securities Agent State Law Examination
  1999-05-03

Other Names

• Shannon Layne Hayes