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Current Employers
Pks Advisory Services, Llc

80 State Street, Albany, NY 12207 • United States

Current Registrations

AuthorityCategoryStatusDate
NY RA APPROVED 2025-07-22
  • NY RA
    APPROVED
    Since 2025-07-22

Branch Locations

80 State Street, Albany, NY 12207 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Gloversville Enlarged School District Gloversville NY 09/2013 05/2019
Power Composite Technologies Amsterdam NY 06/2019 08/2019
Townsend Leather Johnstown NY 09/2019 02/2020
Fly Shack Gloversville NY 04/2020 06/2020
Townsend Johnstown NY 08/2020 01/2021
Smx Fort Smith AR 01/2021 03/2021
Qual Serv Fort Smith AR 03/2021 01/2022
Jrt Trucking Pacola OK 01/2022 04/2022
Geva Accounting Firm Gloversville NY 05/2022 02/2023
Tesis Biosciences Schoharie NY 02/2023 04/2023
Purshe Kaplan Sterling Investments Albany NY 05/2023 Present
  • 09/2013 → 05/2019
    Gloversville Enlarged School District
    Gloversville, NY
  • 06/2019 → 08/2019
    Power Composite Technologies
    Amsterdam, NY
  • 09/2019 → 02/2020
    Townsend Leather
    Johnstown, NY
  • 04/2020 → 06/2020
    Fly Shack
    Gloversville, NY
  • 08/2020 → 01/2021
    Townsend
    Johnstown, NY
  • 01/2021 → 03/2021
    Smx
    Fort Smith, AR
  • 03/2021 → 01/2022
    Qual Serv
    Fort Smith, AR
  • 01/2022 → 04/2022
    Jrt Trucking
    Pacola, OK
  • 05/2022 → 02/2023
    Geva Accounting Firm
    Gloversville, NY
  • 02/2023 → 04/2023
    Tesis Biosciences
    Schoharie, NY
  • 05/2023 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
Other Businesses

1. PKS Advisory Services, LLC. Investment Related. At Registered Location. RIA. IAR. 7/2025. 20 Hrs/Mo; All During Trading Hours. Build Model Portfolios for Clients Tailored to their Investment Objectives. 2. PKS Financial. Investment Related. At Registered Location. Fixed Insurance. Agent. 7/2025. 5 Hrs/Mo; All During Trading Hours. Offer Fixed Insurance Solutions to Clients. 3. Fixed Insurance. Investment related. At registered location. Fixed/Traditional insurance. Agent. 09/2025. 20 hrs/month; all during trading hours. Sell fixed life insurance to individuals. Run quotes for fixed life insurance. 4. Photography. Not investment related. Guilderland, NY. Photography. Owner. Start date: 07/2026. 20 hrs/month; all during trading hours. Sell photo prints, provide photography services.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-07-21
S63 Uniform Securities Agent State Law Examination 2025-05-27
  • S65 Uniform Investment Adviser Law Examination
    2025-07-21
  • S63 Uniform Securities Agent State Law Examination
    2025-05-27

View on SEC IAPD

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