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80 State Street, Albany, NY 12207 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2025-07-22 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Gloversville Enlarged School District | Gloversville | NY | 09/2013 | 05/2019 |
| Power Composite Technologies | Amsterdam | NY | 06/2019 | 08/2019 |
| Townsend Leather | Johnstown | NY | 09/2019 | 02/2020 |
| Fly Shack | Gloversville | NY | 04/2020 | 06/2020 |
| Townsend | Johnstown | NY | 08/2020 | 01/2021 |
| Smx | Fort Smith | AR | 01/2021 | 03/2021 |
| Qual Serv | Fort Smith | AR | 03/2021 | 01/2022 |
| Jrt Trucking | Pacola | OK | 01/2022 | 04/2022 |
| Geva Accounting Firm | Gloversville | NY | 05/2022 | 02/2023 |
| Tesis Biosciences | Schoharie | NY | 02/2023 | 04/2023 |
| Purshe Kaplan Sterling Investments | Albany | NY | 05/2023 | Present |
1. PKS Advisory Services, LLC. Investment Related. At Registered Location. RIA. IAR. 7/2025. 20 Hrs/Mo; All During Trading Hours. Build Model Portfolios for Clients Tailored to their Investment Objectives. 2. PKS Financial. Investment Related. At Registered Location. Fixed Insurance. Agent. 7/2025. 5 Hrs/Mo; All During Trading Hours. Offer Fixed Insurance Solutions to Clients. 3. Fixed Insurance. Investment related. At registered location. Fixed/Traditional insurance. Agent. 09/2025. 20 hrs/month; all during trading hours. Sell fixed life insurance to individuals. Run quotes for fixed life insurance. 4. Photography. Not investment related. Guilderland, NY. Photography. Owner. Start date: 07/2026. 20 hrs/month; all during trading hours. Sell photo prints, provide photography services.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-07-21 |
| S63 | Uniform Securities Agent State Law Examination | 2025-05-27 |
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