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Curtis Lee Schlichtmann

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Bellevue, WA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-06-18
WA RA APPROVED 2023-07-10
  • TX RA
    APPROVED
    Since 2024-06-18
  • WA RA
    APPROVED
    Since 2023-07-10

Branch Locations

10400 Ne 4Th St, Bellevue, WA 98004 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Seattle WA 02/2005 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-07
  • S66 Uniform Combined State Law Examination
    2023-07-07
Other Names
  • Curtis Schlichtmann

View on SEC IAPD

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