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Mark Thomas Hogan

Prime Capital Financial

Overland Park, KS

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Current Employers
Prime Capital Financial

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Current Registrations

AuthorityCategoryStatusDate
KS RA APPROVED 2017-08-03
  • KS RA
    APPROVED
    Since 2017-08-03

Branch Locations

6201 College Blvd. Suite #150, Overland Park, KS 66211 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research, Inc Fairfield IA 07/2010 04/2018
Lawing Financial Associates Overland Park KS 08/2008 10/2017
Prime Capital Investment Advisors, Llc Overland Park KS 07/2017 Present
Private Client Services Overland Park KS 04/2018 12/2024
  • 07/2010 → 04/2018
    Cambridge Investment Research, Inc
    Fairfield, IA
  • 08/2008 → 10/2017
    Lawing Financial Associates
    Overland Park, KS
  • 07/2017 → Present
    Prime Capital Investment Advisors, Llc
    Overland Park, KS
  • 04/2018 → 12/2024
    Private Client Services
    Overland Park, KS
Previous Registrations
  • 2008-03-28 → 2017-10-13
    Lawing Financial Inc
    Overland Park, KS
    Overland Park, KS
Other Businesses

1) KANSAS CITY ATHLETIC CLUB. 845 ARMSTRONG, KANSAS CITY, KS 66101. BOARD MEMEBER. 1 HOUR/MO; 0 DURING TRADING HOURS. 2) INSURANCE AGENT, INVESTMENT RELATED, 6201 COLLEGE BLVD, SUITE 150, OVERLAND PARK, KS 66211. SALES & SERVICE OF INSURANCE PRODUCTS. AGENT. 8 HOURS/MO; 8 DURING TRADING HOURS. 3) CHHSZ HOLDINGS, LLC. 6201 COLLEGE BLVD, SUITE 150, OVERLAND PARK, KS 66211. CHHSZ HOLDINGS LLC IS A LIMITED LIABILITY COMPANY "LLC" FORMED IN OCTOBER 2019 UNDER THE LAWS OF THE STATE OF DELAWARE. CHHSZ HOLDINGS LLC IS THE SOLE OWNER OF PRIME CAPITAL INVESTMENT ADVISORS, LLC (PCIA) A FEDERALLY REGISTERED INVESTMENT ADVISOR. MEMBER PROVIDES PROFESSIONAL (INVESTMENT ADVISORY SERVICES AS AN IAR OF PCIA. <1 HR/MO; <1 DURING TRADING HRS. 4) PCRM LLC. 6201 COLLEGE BLVD, SUITE #150, OVERLAND PARK, KS 66211. SALE AND SERVICE OF FIXED INSURANCE PRODUCTS THROUGH IMO(S). AGENT; SALE AND SERVICE OF FIXED INSURANCE PRODUCTS. 10 HRS/MO; 10 DURING TRADING HRS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-03-27
S63 Uniform Securities Agent State Law Examination 1999-03-29
  • S66 Uniform Combined State Law Examination
    2008-03-27
  • S63 Uniform Securities Agent State Law Examination
    1999-03-29

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