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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-03-27 |
| TX | RA | APPROVED | 2025-03-27 |
Branch Locations
400 East Rivulon Boulevard, Gilbert, AZ 85297 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| North Phoenix Preparatory Academy | Phoenix | AZ | 08/2013 | 05/2020 |
| City Of Phoenix | Phoenix | AZ | 05/2016 | 08/2019 |
| Grand Canyon University | Phoenix | AZ | 09/2020 | 12/2023 |
| Red Lobster | Scottsdale | AZ | 08/2019 | 10/2022 |
| The Keg Steakhouse | Phoenix | AZ | 10/2022 | Present |
| Park Avenue Securities | Scottsdale | AZ | 08/2024 | 02/2025 |
| Guardian Life Insurance | Scottsdale | AZ | 08/2024 | 02/2025 |
| Morgan Stanley | Gilbert | AZ | 03/2025 | Present |
*633146- The Keg Steakhouse; Investment related-No; Phoenix, Arizona; Restaurant/Bar/Nightclub; Employee (proprietor, partner, officer, director, employee, trustee, agent); 10/2022; During business hours: 0; After business hours: 30; Labor/Service
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-09-19 |
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