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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CO RA APPROVED 2026-05-26
MD RA APPROVED 2026-02-17
  • CO RA
    APPROVED
    Since 2026-05-26
  • MD RA
    APPROVED
    Since 2026-02-17

Branch Locations

2205 Warwick Way Ste 300, Marriottsville, MD 21104 • United States

Denver, CO • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Signature Financial Partners, Llc Tysons Corner VA 09/2014 04/2025
Osaic Wealth, Inc. Vienna VA 05/2023 04/2025
Lpl Financial Llc Rockville MD 04/2025 Present
  • 09/2014 → 04/2025
    Signature Financial Partners, Llc
    Tysons Corner, VA
  • 05/2023 → 04/2025
    Osaic Wealth, Inc.
    Vienna, VA
  • 04/2025 → Present
    Rockville, MD
Other Businesses

1) 2025-04-30 - Investment products and services are offered through LPL Financial LLC using the DBA/trade name. - Integrity Financial Group, LLC - DBA for LPL Business (entity for LPL business) - Y - at reported business location(s) - 2025-03-21 - hrs/mth - hrs/mth during trading 2) 2025-04-30 - Dana's Lifetime Blends, LLC - Business Owner - N - at reported business location(s) - 2025-03-21 - 2hrs/mth - 0hrs/mth during trading 3) 2026-05-06 - Dana Brayshaw / Integrity Financial Group, LLC / Lion Street - Non-Variable Insurance - Y - at reported business location(s) - 2026-05-04 - 5hrs/mth - 5hrs/mth during trading 4) 07/07/2026 - Brayshaw Planning & Advisory LLC - Business Entity For Tax/Investment Purposes Only - Investment Related - Denver, Co - Start Date 06/18/2026 - 174 hours per month/ 136 hours during trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2026-02-13
  • S66 Uniform Combined State Law Examination
    2026-02-13

View on SEC IAPD

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