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Inactive

Adam James Proulx

Miser Asset Management

Knoxville, TN

Cape Coral, FL

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Current Employers
Miser Asset Management

12802 Kingston Pike Suite 102, Knoxville, TN 37934 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-06-15
  • FL RA
    APPROVED
    Since 2026-06-15

Branch Locations

12802 Kingston Pike Suite 102, Knoxville, TN 37934 • United States

Cape Coral, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Enterprise Rent-A-Car Queens NY 01/2015 09/2016
Hmg Plus Staffing Service New York NY 09/2016 02/2019
Flik Hospitality New York NY 01/2019 10/2020
Unemployed Cape Coral FL 10/2020 06/2021
Exp Relaty Cape Coral FL 06/2021 02/2022
Asset Management And Advisory Services Cape Coral FL 02/2022 06/2025
Corecap Advisors, Llc Southfield MI 05/2023 06/2024
Miser Asset Management Knoxville TN 05/2025 Present
  • 01/2015 → 09/2016
    Enterprise Rent-A-Car
    Queens, NY
  • 09/2016 → 02/2019
    Hmg Plus Staffing Service
    New York, NY
  • 01/2019 → 10/2020
    Flik Hospitality
    New York, NY
  • 10/2020 → 06/2021
    Unemployed
    Cape Coral, FL
  • 06/2021 → 02/2022
    Exp Relaty
    Cape Coral, FL
  • 02/2022 → 06/2025
    Asset Management And Advisory Services
    Cape Coral, FL
  • 05/2023 → 06/2024
    Corecap Advisors, Llc
    Southfield, MI
  • 05/2025 → Present
    Miser Asset Management
    Knoxville, TN
Previous Registrations
Other Businesses

*Independent Real Estate Agent; License is currently voluntarily inactive; approx. 0 hours per month; approx. 0 hours per month during trading hours

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-04-07
  • S65 Uniform Investment Adviser Law Examination
    2023-04-07

View on SEC IAPD

Other Firms

STRATEGIC ADVISERS LLC
RAYMOND JAMES & ASSOCIATES, INC.
EDWARD JONES
FIFTH THIRD SECURITIES, INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
TRUIST ADVISORY SERVICES, INC.
PFS INVESTMENTS INC.
SAGESPRING WEALTH PARTNERS

Other Investors

WILLIAM HANKINS
JAMES COFFEY
GARY J MORRIS
WILLIAM MICHAEL HOTZFIELD
HUNTER NICHOLSON
ROBERT SASS
JONATHAN LOVE
HUNTER ROCK

Other Offices

STRATEGIC ADVISERS LLC · KNOXVILLE, TN
RAYMOND JAMES & ASSOCIATES, INC. · KNOXVILLE, TN
EDWARD JONES · FARRAGUT, TN
FIFTH THIRD SECURITIES, INC. · KNOXVILLE, TN
STATE FARM INVESTMENT MANAGEMENT CORP. · Farragut, TN
TRUIST ADVISORY SERVICES, INC. · KNOXVILLE, TN
PFS INVESTMENTS INC. · KNOXVILLE, TN
EDWARD JONES · KNOXVILLE, TN

More in Knoxville, TN

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