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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2025-08-28
SC RA APPROVED 2025-08-28
TX RA APPROVED 2025-08-28
  • AZ RA
    APPROVED
    Since 2025-08-28
  • SC RA
    APPROVED
    Since 2025-08-28
  • TX RA
    APPROVED
    Since 2025-08-28

Branch Locations

500 E Rio Salado Pkwy Bldg 4 3 Fl, Tempe, AZ 85281 • United States

Scottsdale, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial Llc Tempe AZ 04/2025 Present
Charles Schwab Phoenix AZ 01/2024 04/2025
Elements Massage Mesa AZ 09/2020 Present
Charles Schwab Phoenix AZ 06/2023 08/2023
Clean Juice Gilbert AZ 06/2019 08/2020
Einsten Bros. Bagels Gilbert AZ 02/2019 07/2019
Mesquite High School Gilbert AZ 03/2015 02/2019
  • 04/2025 → Present
    Tempe, AZ
  • 01/2024 → 04/2025
    Charles Schwab
    Phoenix, AZ
  • 09/2020 → Present
    Elements Massage
    Mesa, AZ
  • 06/2023 → 08/2023
    Charles Schwab
    Phoenix, AZ
  • 06/2019 → 08/2020
    Clean Juice
    Gilbert, AZ
  • 02/2019 → 07/2019
    Einsten Bros. Bagels
    Gilbert, AZ
  • 03/2015 → 02/2019
    Mesquite High School
    Gilbert, AZ
Other Businesses

1) 5/9/25- Elements Massage - Outside/W-2 Employment- Front Desk Receptionist / non-Inv. Related- Mesa, AZ- start date 9/2020 - 48hrs per month/ 0during trading.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-22
  • S66 Uniform Combined State Law Examination
    2025-08-22

View on SEC IAPD

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