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711 High Street, Des Moines, IA 50392 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2025-07-07 |
| IN | RA | APPROVED | 2024-04-30 |
Branch Locations
8910 Purdue Rd Ste 705, Indianapolis, IN 46268 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Nick Baker Law Llc | Indianapolis | IN | 07/2016 | 05/2023 |
| Shipt | Indianapolis | IN | 01/2021 | 05/2023 |
| Instacart | Indianapolis | IN | 02/2021 | 05/2023 |
| Principal Life Insurance Company | Indianapolis | IN | 05/2023 | Present |
| Principal Securities, Inc. | Indianapolis | IN | 05/2023 | Present |
INSURANCE POSITION: Fixed Insurance NATURE: null INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 08/28/2023 ADDRESS: 8910 Purdue Road, Suite 705, Indianapolis IN 46268, United States DESCRIPTION: Sales of fixed insurance for various vendors to include fixed life, fixed annuity, long term care, disability, health & medical.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2024-04-29 |
| S63 | Uniform Securities Agent State Law Examination | 2023-06-23 |
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