Lori Lynn Bateman

Current Employers

Citizens Securities, Inc.

One Citizens Bank Way Jcb135, Johnston, RI 02919 • United States

Current Registrations

Authority	Category	Status	Date
RI	RA	APPROVED	2026-04-29

RI RA
APPROVED

Since 2026-04-29

Branch Locations

1187 Boston Post Road Mailstop: Ct-94, Westbrook, CT 06498 • United States

200 Station Drive, Westwood, MA 02090 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	North Attleboro	MA	10/2008	04/2026
Citizens Securities, Inc.	Westwood	MA	04/2026	Present
Citizens Bank	Westwood	MA	04/2026	Present

10/2008 → 04/2026

Merrill Lynch, Pierce, Fenner & Smith Incorporated

North Attleboro, MA
04/2026 → Present

Citizens Securities, Inc.

Westwood, MA
04/2026 → Present

Citizens Bank

Westwood, MA

Previous Registrations

2024-04-08 → 2026-04-27

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Norton, MA

North Attleboro, MA

New York, NY

Riverside, RI

Boston, MA

Pennington, NJ

Other Businesses

Name of OBA: Bateman Stables DBA Lori Bateman Position: Sole Prop Type of Entity: Sole Proprietorship Responsibilities of Position: Accounting / Books Monthly Compensation / Net Profit: $1,000 Date of Initial Involvement: 2/2026 Approximate Amount of Time Devoted on a Monthly Basis: 1-2 Hours

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2023-12-29

S66 Uniform Combined State Law Examination

2023-12-29

Other Names

Lori Bateman
Lori Kluchevitz
Lori Cousineau

View on SEC IAPD