Lori Lynn Bateman

Employer firm

Citizens Securities, Inc. CRD 39550

$12.9B regulatory AUM 60,545 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Selection of other advisers
• PARTICIPATE IN WRAP FEE PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2008 → 04/2026
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  North Attleboro, MA
• 04/2026 → Present
  Citizens Securities, Inc.
  Westwood, MA
• 04/2026 → Present
  Citizens Bank
  Westwood, MA

Previous Registrations

• 2024-04-08 → 2026-04-27
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Norton, MA
  North Attleboro, MA
  New York, NY
  Riverside, RI
  Boston, MA
  Pennington, NJ

Other Businesses

Name of OBA: Bateman Stables DBA Lori Bateman Position: Sole Prop Type of Entity: Sole Proprietorship Responsibilities of Position: Accounting / Books Monthly Compensation / Net Profit: $1,000 Date of Initial Involvement: 2/2026 Approximate Amount of Time Devoted on a Monthly Basis: 1-2 Hours

Exams

• S66 Uniform Combined State Law Examination
  2023-12-29

Other Names

• Lori Bateman
• Lori Kluchevitz
• Lori Cousineau