Harlin Christopher Noel

Employer firm

Private Advisor Group, LLC CRD 155216

$44.3B regulatory AUM 1,033 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2016 → Present
  Lpl Financial Llc
  Springfield, IL
• 05/2016 → 08/2021
  Level Four Advisory Services
  Springfield, IL
• 08/2021 → Present
  Private Advisor Group, Llc
  Springfield, IL

Previous Registrations

• 2016-05-17 → 2021-08-27
  Level Four Advisory Services
  Springfield, IL
  Dallas, TX
• 2007-08-28 → 2016-05-19
  Ameriprise Financial Services, Llc
  Peoria, IL
  Springfield, IL
  Lincoln, IL
• 2007-04-02 → 2007-09-06
  Morgan Stanley & Co. Llc
  Springfield, IL
• 2005-06-10 → 2007-04-02
  Morgan Stanley Dw Inc.
  Springfield, IL
  Springfield, IL
• 2003-06-10 → 2005-05-25
  Banc One Securities Corporation
  Springfield, IL

Other Businesses

1. 9/10/2021 - Private Advisor Group - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 08/26/2021 - 160 Hours Per Month/8 Hours During Securities Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 08/2021. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 2. 01/03/2024 - Private Advisor Group - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Started: 12/27/2023 - 160 Hrs/mo; 8 Hrs During Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 1/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 01/03/2024 - Private Advisor group DBA Noel & Company Wealth Management LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor DBA - Started: 1/1/2024 - 160 Hrs/Mo; 8 hrs During Trading - I provide investment advisory services through Private Advisor Group, an independent investment advisor firm. I started this business activity in 1/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 01/08/2024 - Noel & Company Wealth Management LLC - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 1/1/2024 - 160 Hrs/Mo; 8 Hrs During Trading

Exams

• S66 Uniform Combined State Law Examination
  2000-02-21