Best Investors Account Sign in
Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2023-05-18
  • AL RA
    APPROVED
    Since 2023-05-18

Branch Locations

Ariton, AL • United States

3170 Parliament Circle Suite A, Montgomery, AL 36116-7294 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cambridge Investment Research Advisors, Inc. Fairfield IA 05/2023 Present
Carr, Riggs & Ingram, Llc Enterprise AL 06/2015 04/2023
K&M Advisors, Inc. Ariton AL 05/2023 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-03-27
  • S65 Uniform Investment Adviser Law Examination
    2023-03-27
Other Names
  • Kendra Nicole Paulk

View on SEC IAPD

More in Ariton, AL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor