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Inactive

Derek Hicks

Fisher Investments

Tampa, FL

Plano, TX

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Current Employers
Fisher Investments

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2024-09-24
TX RA APPROVED 2024-09-18
  • FL RA
    APPROVED
    Since 2024-09-24
  • TX RA
    APPROVED
    Since 2024-09-18

Branch Locations

3109 W Martin L King Jr Blvd Ste 600, Tampa, FL 33607 • United States

6500 International Pkwy Ste 2050, Plano, TX 75093-8222 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fisher Investments Tampa FL 04/2024 Present
The University Of Tampa Tampa FL 08/2020 12/2023
Northwestern Mutual Greater Tampa Bay Area Tampa FL 05/2023 08/2023
Pete & Elda's Bar / Carmen's Pizzeria Neptune City NJ 05/2022 01/2023
Raphael And Associates Rutherford NJ 05/2021 08/2021
First National Reality Partners Red Bank NJ 11/2020 01/2021
Dunkin Tinton Falls NJ 10/2018 03/2020
Monmouth Regional High School Tinton Falls NJ 09/2016 06/2020
Tinton Falls Middle School Tinton Falls NJ 09/2013 09/2016
Unemployed Tampa FL 01/2024 03/2024
  • 04/2024 → Present
    Fisher Investments
    Tampa, FL
  • 08/2020 → 12/2023
    The University Of Tampa
    Tampa, FL
  • 05/2023 → 08/2023
    Northwestern Mutual Greater Tampa Bay Area
    Tampa, FL
  • 05/2022 → 01/2023
    Pete & Elda's Bar / Carmen's Pizzeria
    Neptune City, NJ
  • 05/2021 → 08/2021
    Raphael And Associates
    Rutherford, NJ
  • 11/2020 → 01/2021
    First National Reality Partners
    Red Bank, NJ
  • 10/2018 → 03/2020
    Dunkin
    Tinton Falls, NJ
  • 09/2016 → 06/2020
    Monmouth Regional High School
    Tinton Falls, NJ
  • 09/2013 → 09/2016
    Tinton Falls Middle School
    Tinton Falls, NJ
  • 01/2024 → 03/2024
    Unemployed
    Tampa, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-09-18
  • S65 Uniform Investment Adviser Law Examination
    2024-09-18

View on SEC IAPD

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