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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
ND RA APPROVED 2023-08-10
  • ND RA
    APPROVED
    Since 2023-08-10

Branch Locations

30 Main St St #2, Mayville, ND 58257 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Minnesota Life Insurance Company Saint Paul MN 05/2023 08/2023
Securian Financial Advisors Of Nd Mandan ND 05/2023 Present
Securian Financial Services Saint Paul MN 05/2023 08/2023
First State Bank Mayville ND 07/2017 03/2023
May-Port Cg Mayville ND 08/2011 05/2018
Mayville State Mayville ND 08/2018 05/2023
Cetera Wealth Services, Llc Mandan ND 08/2023 Present
Cetera Investment Advisers Llc Schaumburg IL 08/2023 Present
Lux Wealth Advisors Mandan ND 06/2025 Present
  • 05/2023 → 08/2023
    Minnesota Life Insurance Company
    Saint Paul, MN
  • 05/2023 → Present
    Securian Financial Advisors Of Nd
    Mandan, ND
  • 05/2023 → 08/2023
    Securian Financial Services
    Saint Paul, MN
  • 07/2017 → 03/2023
    First State Bank
    Mayville, ND
  • 08/2011 → 05/2018
    May-Port Cg
    Mayville, ND
  • 08/2018 → 05/2023
    Mayville State
    Mayville, ND
  • 08/2023 → Present
    Cetera Wealth Services, Llc
    Mandan, ND
  • 08/2023 → Present
    Schaumburg, IL
  • 06/2025 → Present
    Lux Wealth Advisors
    Mandan, ND
Previous Registrations
  • 2023-08-01 → 2023-08-10
    Securian Financial Services, Inc.
    Mandan, ND
    Mayville, ND
    St. Paul, MN
Other Businesses

1. Securian Financial Advisors of ND; Mandan, ND; investment related; fixed insurance agent; 05/2023-ongoing; 10 hours/mo; 10 trade hours/mo; 2. NAME OF OTHER BUSINESS: LUX WEALTH ADVISORS; INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FINANCIAL SERVICES, START DATE: 6/2025, POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL, APX NUMBER OF HOURS PER WEEK: 40, APX NUMBER OF HOURS DURING TRADING HOURS: 32.5, BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES;

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-07-11
  • S66 Uniform Combined State Law Examination
    2023-07-11

View on SEC IAPD

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