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Mariner CRD 140195
$125B regulatory AUM 216 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
5700 W. 112Th Street Suite 500, Overland Park, KS 66211 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-05-09 |
Branch Locations
1145 E. Prospect Ave Suite 217, Danville, CA 94526 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Mariner Wealth Advisors | Overland Park | KS | 11/2022 | 05/2023 |
| Mariner Wealth Advisor | Overland Park | KS | 05/2023 | Present |
| Unemployed | Concord | CA | 07/2020 | 11/2022 |
| Safeway Inc. | Walnut Creek | CA | 03/2020 | 06/2020 |
| Welk Resorts Inc. | Concord | CA | 02/2017 | 03/2020 |
| Champs Sports | Concord | CA | 10/2016 | 01/2017 |
| Full-Time Education | Concord | CA | 01/2013 | 10/2016 |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-04-18 |
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