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Riley Patrick Cavanaugh

LPl Financial LLC

Hingham, MA

CRD 7734628

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Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Educational seminars
  • CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2025-10-15
  • MA RA
    APPROVED
    Since 2025-10-15

Branch Locations

Hingham, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jamba Juice San Diego CA 08/2018 01/2019
Unemployed Hingham MA 08/2022 05/2024
Boston University Boston MA 01/2019 08/2022
Raymond James Financial Services, Inc. Hingham MA 05/2024 09/2025
Canyon Crest Academy San Diego CA 09/2014 06/2018
Raymond James Financial Services Advisors, Inc Hingham MA 08/2025 09/2025
Unemployed San Diego CA 06/2018 08/2018
Lpl Financial Llc Hingham MA 09/2025 Present
  • 08/2018 → 01/2019
    Jamba Juice
    San Diego, CA
  • 08/2022 → 05/2024
    Unemployed
    Hingham, MA
  • 01/2019 → 08/2022
    Boston University
    Boston, MA
  • 05/2024 → 09/2025
    Raymond James Financial Services, Inc.
    Hingham, MA
  • 09/2014 → 06/2018
    Canyon Crest Academy
    San Diego, CA
  • 08/2025 → 09/2025
    Hingham, MA
  • 06/2018 → 08/2018
    Unemployed
    San Diego, CA
  • 09/2025 → Present
    Hingham, MA
Previous Registrations
Other Businesses

1. 09/2025 - Cavanaugh Group - DBA for LPL Business (entity for LPL business) - Investment Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Orlando FL 32801 - OBA Start Date: 9/30/2025

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-25
  • S66 Uniform Combined State Law Examination
    2025-08-25
Other Names
  • Riley Cavanaugh

View on SEC IAPD

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