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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2025-10-15 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jamba Juice | San Diego | CA | 08/2018 | 01/2019 |
| Unemployed | Hingham | MA | 08/2022 | 05/2024 |
| Boston University | Boston | MA | 01/2019 | 08/2022 |
| Raymond James Financial Services, Inc. | Hingham | MA | 05/2024 | 09/2025 |
| Canyon Crest Academy | San Diego | CA | 09/2014 | 06/2018 |
| Raymond James Financial Services Advisors, Inc | Hingham | MA | 08/2025 | 09/2025 |
| Unemployed | San Diego | CA | 06/2018 | 08/2018 |
| Lpl Financial Llc | Hingham | MA | 09/2025 | Present |
1. 09/2025 - Cavanaugh Group - DBA for LPL Business (entity for LPL business) - Investment Related - 0 Hour(s)/Month - 0 Hour(s) During Trading - Orlando FL 32801 - OBA Start Date: 9/30/2025
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2025-08-25 |
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