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Ana Evelyn Nelson

Wells Fargo Clearing Services, LLC

Wilmington, NC

High Point, NC

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2023-11-08
  • NC RA
    APPROVED
    Since 2023-11-08

Branch Locations

6752 Parker Farm Dr Ste 300, Wilmington, NC 28405 • United States

2613 Eastchester Dr, High Point, NC 27265 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Clearing Services, Llc High Point NC 05/2023 Present
Wells Fargo Bank, Na High Point NC 03/2015 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2023-11-08
S63 Uniform Securities Agent State Law Examination 2023-10-14
  • S65 Uniform Investment Adviser Law Examination
    2023-11-08
  • S63 Uniform Securities Agent State Law Examination
    2023-10-14
Other Names
  • Ana Mejia
  • Ana E Nelson

View on SEC IAPD

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Other Offices

RAYMOND JAMES & ASSOCIATES, INC. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC
OSAIC INSTITUTIONS, INC. · Wilmington, NC
STATE FARM INVESTMENT MANAGEMENT CORP. · Wilmington, NC
WELLS FARGO CLEARING SERVICES, LLC · WILMINGTON, NC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC · WILMINGTON, NC

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