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Charles Leroy Mack

LPl Financial LLC

Havre, MT

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MT RA APPROVED 2023-09-18
  • MT RA
    APPROVED
    Since 2023-09-18

Branch Locations

415 4Th Ave, Havre, MT 59501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
High Plains Wealth Management Havre MT 04/2023 Present
Montana State University - Northern Havre MT 08/2017 05/2023
Charles Mack Havre MT 07/2022 Present
C Mack Inc Havre MT 08/2017 Present
Diesel Doctor Inc Havre MT 06/2017 08/2017
Precision Repair And Fabrication Big Timber MT 05/2014 06/2017
Lpl Financial, Llc Havre MT 04/2023 Present
  • 04/2023 → Present
    High Plains Wealth Management
    Havre, MT
  • 08/2017 → 05/2023
    Montana State University - Northern
    Havre, MT
  • 07/2022 → Present
    Charles Mack
    Havre, MT
  • 08/2017 → Present
    C Mack Inc
    Havre, MT
  • 06/2017 → 08/2017
    Diesel Doctor Inc
    Havre, MT
  • 05/2014 → 06/2017
    Precision Repair And Fabrication
    Big Timber, MT
  • 04/2023 → Present
    Havre, MT
Other Businesses

1- 07/20/2023 - High Plains Wealth Management Group / DBA for LPL Business (entity for LPL business) / INVESTMENT RELATED - Start Date 6/14/2023 2- 07/20/2023 - LAL, LLC - Real Estate Rental - Investment Related - Havre, MT - Start Date 11/01/2021 - 0 Hours Per Month/ During Trading 3- 07/20/2023 - Charles Mack / Non-Variable Insurance / INVESTMENT RELATED / 20 HRS MNTH/ 5 HRS TRADING / 10 TIME SPNT PRCNT - Start Date 7/7/2022 4- 07/20/2023- C MACK, INC / Business Owner / NON-INVESTMENT RELATED / Start Date 06/14/2018/ 40 HRS MNTH/ 10 HRS TRADING/ 25 TIME SPNT PRCNT 5- 10/11/2023 - Up North - Business Entity For Tax/Investment Purposes Only - Not Investment Related - At Reported Business Location(s) - Start Date 01/01/2024 - 160 Hours Per Month/ 120 Hours During Trading 6- 01/08/2024 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 10/13/2023 - 2 Hours Per Month/ During Trading 7- 03/19/2024 - High Plains Wealth Management -DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 03/13/2024 - 160 Hours Per Month/ 120 Hours During Trading

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-14
  • S66 Uniform Combined State Law Examination
    2023-09-14

View on SEC IAPD

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