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Raymond James Financial Services Advisors, Inc CRD 149018
$390B regulatory AUM 5,542 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
880 Carillon Parkway, Saint Petersburg, FL 33716 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-02-09 |
| NJ | RA | APPROVED | 2021-02-04 |
| TX | RA | APPROVED | 2021-02-04 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ladenburg Thalmann & Co., Inc. | New York | NY | 10/2015 | 02/2021 |
| Ladenburg Thalmann Asset Management | New York | NY | 10/2015 | 02/2021 |
| Raymond James Financial Services, Inc | Morristown | NJ | 02/2021 | Present |
| Raymond James Financial Services Advisors, Inc | Morristown | NJ | 02/2021 | Present |
| Concurrent Advisors | Morristown | NJ | 02/2021 | Present |
(1)Name of Business: 1792 wealth advisors Address: 360 Mount Kemble Ave, Morristown, NJ, 07960-6834, United States Activity Type: Support Company - Non Owner Position/Title: Associate/Employee Investment Related: No Start Date: 02/04/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 81+ Description of duties: advisor (2)Name of Business: 17th and Yorktown LLC Address: 424 east 82nd street 6fe, New York, NY, 10028, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 11/15/2012 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Paying the mortgages and depositing the rent each month from and to a single checking account. (3)Name of Business: Christopher Marlar LLC Address: 360 Mount Kemble Ave, Morristown, NJ, 07960-6834, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/04/2021 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: none, this is just my tax entity for my compensation
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-09-10 |
| S63 | Uniform Securities Agent State Law Examination | 1999-05-17 |
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