Alexander Richard Riley

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2024 → 05/2025
  Ket - Kentucky Educational Television
  Lexington, KY
• 05/2023 → 08/2024
  Ubs Financial Services
  Lexington, KY
• 01/2023 → 05/2023
  Gatton College Of Business & Economics
  Lexington, KY
• 08/2022 → 05/2023
  University Of Kentucky College Of Fine Arts
  Lexington, KY
• 04/2022 → 08/2022
  Signature Club Of Lansdowne
  Lexington, KY
• 08/2021 → 05/2022
  Tropical Smoothie Cafe
  Lexington, KY
• 08/2017 → 05/2021
  Tates Creek High School
  Lexington, KY
• 08/2014 → 05/2017
  Southern Middle School
  Lexington, KY
• 05/2021 → 08/2021
  Unemployed
  Lexington, KY
• 08/2025 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 10/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Other Businesses

1. NAME OF OTHER BUSINESS: RENAISSANCE FINANCIAL INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL ADVISORY SERVICES START DATE: 07/2025 POSITION/TITLE/RELATIONSHIP: FINANCIAL ADVISOR APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 30 BRIEF DESCRIPTION OF DUTIES: PROVIDE FINANCIAL ADVICE TO CLIENTS; 2. NAME OF OTHER BUSINESS: KANSAS CITY ROSE SOCIETY; INVESTMENT RELATED: NO; ADDRESS: 5200 WORNALL ROAD KANSAS CITY, MO 64112; NATURE OF BUSINESS: NON-PROFIT; START DATE: 7/1/2026; POSITION/TITLE/RELATIONSHIP: SECRETARY; APX NUMBER OF HOURS PER WEEK: 3; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: ATTEND BOARD & EXECUTIVE MEETINGS. DEVELOP OPERATIONAL PLANS, PARTICIPATE IN EVENTS AND ACTIVITIES. BE AMBASSADOR IN THE COMMUNITY 3. NAME OF OTHER BUSINESS: HEARTLAND CONSERVATION ALLIANCE INVESTMENT RELATED: NO ADDRESS: 9106 CHESTNUT AVE, KANSAS CITY. MO 64132 NATURE OF BUSINESS: BOARD START DATE: 4/23/2026 POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER APX NUMBER OF HOURS PER WEEK: 2 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: DEFINE THE ORGANIZATIONAL GOALS AND MAKE MAJOR POLICY DECISIONS

Exams

• S66 Uniform Combined State Law Examination
  2025-09-27

Other Names

• Alex Richard Riley